Brex

• Ensure all trading activities at Brex are performed accurately and in a compliant manner.
• Create and maintain documented processes that are auditable by various external stakeholders and regulators.
• Build a control framework that provides extremely high confidence in the validity, accuracy, and completeness of all required trading activity.
• Build and maintain an incident response, investigation, and remediation playbook to ensure we are prepared to respond quickly and thoroughly to any identified anomalies or errors.
• Drive any future audit or regulatory findings to resolution in a timely manner
• Manage escheatment processes and oversight ensuring accuracy, completeness, and compliance.
• Work with our Compliance function to ensure any marketing of investment options is compliant with regulation.
• Partner closely with Compliance, Legal, Product, Engineering, and external banking partners to strengthen controls, resolve issues quickly, and support operational readiness for new workflows and product changes.

• 5+ years of experience in US banking operations, securities trading, or a related function within a bank, fintech, or other regulated financial services environment.
• Series 7, 63, and 24
• Experience with regulated high-risk money movement workflows.
• Strong judgment, including the ability to assess risk, make sound escalation decisions, and maintain clear, audit-ready documentation.
• Experience partnering cross-functionally with teams such as Compliance, Legal, Product, Engineering, Treasury, Finance, or external partners to resolve issues and improve processes.
• Experience leading through audits, incidents, regulatory exams, or high-severity operational escalations.
• Familiarity with AML, sanctions, fraud, or transaction monitoring programs in a regulated financial environment.
• Clear written and verbal communication skills, with the ability to turn operational complexity into concise guidance, actionable feedback, and leadership-ready updates.

Required Skills & Tech